Part of MSSEMEA LIMITED’s corporate responsibility policy (“CRP”) is to construct Compliance Files with any entity that we are considering working with to assure ourselves that we have done, to the best of our ability, what we can to protect ourselves and our partners/ associates from external compliance audits, and ethically of course to protect fees/ remuneration due to relevant parties.

Your Compliance File will be used to conduct preliminary Due Diligence in relation to Anti-Money Laundering (“AML”) and Counter Terrorist Financing (“CTF”), which may delay or completely hinder transactions from occurring in an ethical, legal, or timely manner.

To begin constructing your file, we need the following:

  • Recent Company Profile (“CP”)
  • Recent KYC/CIS
  • Non-Disclosure Agreement (“NDA”)

Our Legal Department will contact you directly if they need further documentation.

For the NDA, we will need you need to complete the below form(s) about the recipient(s) of the NDA so that our Legal Department can construct the document(s) accordingly to send to you.

Details needed for a Company entity:

Name of MSSEMEA Team member or Associate you are dealing with (required)

Registered Company Name (required)

Country of registration (required)

Company registration number (required)

Registered office address, including country (required)

Primary Contact’s Email address (required)

Telephone number, including dialing code (required)

Authorised Signatory’s name (required)

Authorised Signatory’s Passport number (required)

Authorised Signatory’s nationality (required)

Authorised Signatory’s designation (required)

Please upload a scan of your passport to include in the NDA (not necessary for form submission, can be emailed later)

Please upload any other documents you have to include in your Compliance File (not necessary for form submission, can be emailed later)


Please enter any further information you feel may assist us in constructing your Compliance File

Details needed for an Individual entity:

Name of MSSEMEA Team member or Associate you are dealing with (required)

Your full name, as appears in passport (required)

Your full residential address, including country (required)

Email address (required)

Telephone number, including dialing code (required)

Passport number (required)

Nationality (required)

Please upload a scan of your passport to include in the NDA (not necessary for form submission, can be emailed later)

Please upload any other documents you have to include in your Compliance File (not necessary for form submission, can be emailed later)


Please enter any further information you feel may assist us in constructing your Compliance File